Complete guide to all SEBI intermediary registration types including eligibility, compliance requirements, and regulatory procedures
Explore each registration type with comprehensive guidance on requirements, process, and compliance obligations
Register as a stock broker to facilitate buying/selling of securities on stock exchanges. Includes capital adequacy requirements and compliance standards.
Learn MoreRegister as a research analyst to provide research services and market recommendations. Covers compliance, conflict management, and audit requirements.
Learn MoreRegister as an investment advisor to provide personalized investment advice. Includes fiduciary obligations and client agreement requirements.
Learn MoreRegister as a depository participant to facilitate dematerialization of securities. Covers CDSL/NSDL operations and depository regulations.
Learn MoreRegister to provide portfolio management services to clients. Includes discretionary management and separate account management guidance.
Learn MoreRegister as an AIF manager to manage alternative investment funds. Covers Category I, II, and III AIFs with specific regulatory requirements.
Learn MoreQuick reference guide for eligibility criteria and key requirements across all SEBI registration types
| Registration Type | Primary Activity | Min. Capital/Net Worth | Key Compliance Focus | Duration |
|---|---|---|---|---|
| Stock Broker | Securities trading on exchange | ₹1 Cr (NSE/BSE Cash) | Client protection, KYC, AML | Perpetual (annual renewal) |
| Research Analyst | Research and recommendations | Deposit (varies by type) | Conflict management, independence | Perpetual (annual renewal) |
| Investment Advisor | Personalized investment advice | ₹50 Lakhs (body corporate) | Fiduciary duty, client agreements | 5 years (renewal required) |
| Depository Participant | Dematerialization services | ₹50 Lakhs (minimum) | Custody, operational compliance | 5 years (renewal required) |
| Portfolio Manager | Discretionary portfolio management | ₹1 Cr (net worth) | Segregation of assets, disclosure | 5 years (renewal required) |
| AIF Manager | Alternative fund management | ₹1 Cr (Category I/II/III) | Fund governance, investor protection | 5 years (renewal required) |
Select a registration type above to explore complete requirements and procedures. Trugydex provides end-to-end support for all SEBI registrations.
Get Expert Consultation