Comprehensive compliance consultancy for stock brokers, research analysts, and financial market intermediaries. We help you maintain regulatory excellence and operational integrity.
Full regulatory compliance advisory for financial intermediaries
Concurrent & internal audits for stock brokers
Stock Broker, RA, IA, PMS & AIF licenses
Compliance training for brokerage teams
The role of a Stock Broking compliance consultancy is to provide expertise and guidance to help brokerage firms navigate the complex regulatory landscape, maintain their integrity, and protect their clients' interests.
Trugydex Solutions Private Limited is a dedicated compliance consultancy specializing in the Indian capital markets regulatory framework. Our team brings deep understanding of financial regulations, market practices, and evolving industry trends.
We help brokerage firms, research analysts, depository participants and other market intermediaries stay ahead of regulatory requirements and operate with full compliance.
One-stop solutions for all your regulatory and compliance requirements in the Indian financial markets.
Complete guidance on PAN, GST, MSME, Startup India, Shop & Establishment, and all essential business registrations in India.
Learn More →End-to-end advisory for Stock Broker, Research Analyst, Investment Advisor, PMS, and AIF license registration with SEBI.
Learn More →Advising brokerage firms on SEBI regulations, Exchange rules, and all applicable laws governing their operations and client servicing.
Learn More →Performing periodic audits to assess compliance, uncover deficiencies, and recommend corrective actions as per SEBI norms.
Learn More →Conducting training sessions for brokerage employees on compliance standards, ethical practices, operations setup, and regulatory changes.
Learn More →Expert guidance on Companies Act, 2013 compliances for listed and unlisted entities including board meetings, secretarial audits and filings.
Learn More →Advisory on SEBI (Depositories & Participants) Regulations, CDSL/NSDL operational procedures and compliance requirements.
Learn More →We bring deep domain expertise, personalized approach and complete transparency to every client engagement.
Our team comprises skilled professionals with deep understanding of the stock market, SEBI regulations and Indian financial laws — ensuring you receive the best guidance.
We believe every broker is unique. Our consultancy services are tailored to your individual needs, risk tolerance, and business model.
Honesty and transparency are at the core of our business. We provide clear insights and advice to help you make informed compliance decisions.
From registration to ongoing compliance, we are with you at every step — from business setup to regulatory inspections and audits.
We continuously track SEBI circulars, exchange notifications, and regulatory changes so you are always ahead of compliance requirements.
Trusted by stock brokers, research analysts and depository participants across India for reliable, professional compliance advisory services.
We serve a wide range of SEBI registered market intermediaries and financial entities.
Experienced professionals dedicated to providing you the best compliance guidance.
Quick answers to common questions about SEBI compliance, stock broker regulations, and our services.
Reach out to our team for any compliance query, registration assistance, or audit support. We respond promptly to all enquiries.
+91 8460042325 | +91 80000 73534
www.trugydex.in
Trugydex Solutions Private Limited